-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEB42EXXcU8/IJvcf5E8E5PhTl1qTdXHQQ/6UFK5WuJlLqM7UfSPPS/7bdpqPNlV KIUCJdq1DmLA6We+jkTMOA== 0000877250-98-000015.txt : 19980424 0000877250-98-000015.hdr.sgml : 19980424 ACCESSION NUMBER: 0000877250-98-000015 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980423 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUSPEX SYSTEMS INC CENTRAL INDEX KEY: 0000860749 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 930963660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44681 FILM NUMBER: 98599623 BUSINESS ADDRESS: STREET 1: 5200 GREAT AMERICA PKWY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089862000 MAIL ADDRESS: STREET 1: 5200 GREAT AMERICAN PKWY CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEVIS CAPITAL MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000877250 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 521740975 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4103852645 MAIL ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: NEVIS CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19980225 SC 13G 1 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No ) AUSPEX (Name of Issuer) Common Stock (Title of Class of Securities) 052116100 (CUSIP Number) 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Nevis Capital Management, Inc 52-1740975 2. CHECK THE APPROPRIATE LETTTER IF A MEMBER OF A GROUP: (a) (b) 4. CITIZENSHIP OR PLACE OF ORGANIZATION Maryland 5. SOLE VOTING POWER: 1,397,350 6. SHARED VOTING POWER: 0 7. SOLE DISPOSITIVE POWER: 1,397,350 8. SHARED DISPOSITIVE POWER: 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,397,350 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 5.52% 12. TYPE OF REPORTING PERSON: IA ITEM 1. (a) Name of Issuer: AUSPEX SYSTEMS INC (b) Address of Issuer's Principal Executive Offices: 5200 GREAT AMERICA PKWY, SANTA CLARA CA 95054 ITEM 2. (a) Name of Person Filing: NEVIS CAPITAL MANAGEMENT, INC (b) Address of Principal Business Office: 1119 ST. PAUL ST, BALTIMORE, MD 21202 (c) Citizenship: MARYLAND (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 450707104 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (e) Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940. X ITEM 4. Ownership (a) Amount Beneficially Owned: 1,397,350 (b) Percent of Class: 5.52% (c) Number of shares as to which such person has (i) sole power to vote or to direct vote: 1,397,350 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition: 1,397,350 (iv) shared power to dispose or to direct the disposition: 0 Signature David R. Wilmerding, III - President -----END PRIVACY-ENHANCED MESSAGE-----